-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C8lMbbrdWxaWdLk68kkcurmf17y9HxvhTYUDTIYoT1gezMv8Vm3CSw9KtpXFNR4P Yi/E+qU181m62vZ+B7Tu1g== 0000950123-10-064565.txt : 20100709 0000950123-10-064565.hdr.sgml : 20100709 20100709135440 ACCESSION NUMBER: 0000950123-10-064565 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20100709 DATE AS OF CHANGE: 20100709 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MEDIWARE INFORMATION SYSTEMS INC CENTRAL INDEX KEY: 0000874733 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 112209324 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-41734 FILM NUMBER: 10945991 BUSINESS ADDRESS: STREET 1: 11711 WEST 79TH STREET CITY: LENEXA STATE: KS ZIP: 66214 BUSINESS PHONE: 9133071000 MAIL ADDRESS: STREET 1: 11711 WEST 79TH STREET CITY: LENEXA STATE: KS ZIP: 66214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AURIANA LAWRENCE CENTRAL INDEX KEY: 0000935404 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: 140 EAST 45TH STREET 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 SC 13D/A 1 c03285sc13dza.htm SCHEDULE 13D/A Schedule 13D/A

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934
(Amendment No. 17 )*

Mediware Information Systems, Inc.
(Name of Issuer)
Common Stock, par value $.10 per share
(Title of Class of Securities)
584946107
(CUSIP Number)
Mr. Lawrence E. Auriana
145 East 45th Street
New York, NY 10012
(212) 922-2999
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
June 17, 2010
(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 


 

                     
CUSIP No.
 
584946107 
 

 

           
1   NAMES OF REPORTING PERSONS

Lawrence E. Auriana
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o 
  (b)   þ 
     
3   SEC USE ONLY
   
   
     
4   SOURCE OF FUNDS (SEE INSTRUCTIONS)
   
  PF
     
5   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  U.S.
       
  7   SOLE VOTING POWER
     
NUMBER OF   2,468,522
       
SHARES 8   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   None
       
EACH 9   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   None
       
WITH 10   SHARED DISPOSITIVE POWER
     
    None
     
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,468,522
     
12   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
   
  30.9%
     
14   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  IN


 

                     
CUSIP No.
 
584946107 
 
Lawrence E. Auriana hereby amends and supplements the Schedule 13D originally filed with the Securities and Exchange Commission (the “SEC”) on August 16, 1991, as amended by Amendment No. 1 filed with the SEC on July 10, 1996, by Amendment No. 2 filed with the SEC on January 6, 2000, by Amendment No. 3 filed with the SEC on January 22, 2001, by Amendment No. 4 filed with the SEC on February 8, 2002, by Amendment No. 5 filed with the SEC on February 7, 2003, by Amendment No. 6 filed with the SEC on July 22, 2003, by Amendment No. 7 filed with the SEC on November 7, 2003, by Amendment No. 8 filed with the SEC on February 6, 2004, by Amendment No. 9 filed with the SEC on May 6, 2004, by Amendment No. 10 filed with the SEC on December 9, 2004, by Amendment No. 11 filed with the SEC on October 7, 2005, by Amendment No. 12 filed with the SEC on June 12, 2006, by Amendment No. 13 filed with the SEC on March 5, 2008, by Amendment No. 14 filed with the SEC on March 23, 2009, by Amendment No. 15 filed with the SEC on August 4, 2009 and as further amended by Amendment No. 16 filed with the SEC on January 12, 2010 (the “Schedule”) as follows:
This Schedule relates to the common stock, par value $.10 per share (“Common Stock”), of Mediware Information Systems, Inc., a New York corporation (the “Company”).
Item 3. Source and Amount of Funds or Other Consideration.
Item 3 of the Schedule is hereby supplemented by inserting the following text as the last paragraph thereof:
“The purchase of the 22,500 shares of Common Stock that are the subject of Amendment No. 17 to the Schedule was paid for with $182,250 of Mr. Auriana’s personal funds.”
Item 5. Interest in Securities of the Issuer.
Item 5(a) of the Schedule is hereby amended by deleting the existing text and inserting the following text in its stead:
“Mr. Auriana beneficially owns (as defined by Rule 13d-3 under the Securities Exchange Act of 1934, as amended) 2,468,522 shares, or 30.9% of the shares of Common Stock outstanding as of June 18, 2010. 67,500 of such shares are issuable pursuant to presently exercisable options under the Company’s stock option plans.”
Item 5(c) of the Schedule is hereby amended by deleting the existing text and inserting the following text in its stead:
“Except for the 22,500 shares of Common Stock acquired upon the exercise of stock options granted under the Company’s stock option plans on June 17, 2010, there were no acquisitions of shares of Common Stock by Sandgrain for Mr. Auriana during the past sixty (60) days.”

Item 7. Material To Be Filed As Exhibits.

Item 7 of the Schedule is hereby amended by inserting the following text thereto:

      “Exhibit B Trading Authorization Limited to Purchases and Sales of Securities, dated October 22, 2004.

      Exhibit C Power of Attorney, dated June 28, 2010.”

 

 


 

                     
CUSIP No.
 
584946107 
 
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
     
  /s/ Angelo Perrone    
  Angelo Perrone   
  Attorney-in-Fact   
 
Date: July 9, 2010

 

 


 

                     
CUSIP No.
 
584946107 
 

EXHIBIT INDEX

      Exhibit B Trading Authorization Limited to Purchases and Sales of Securities, dated October 22, 2004.

      Exhibit C Power of Attorney, dated June 28, 2010.

 

 

EX-99.B 2 c03285exv99wb.htm EXHIBIT B Exhibit B

Exhibit B

TRADING AUTHORIZATION LIMITED TO
PURCHASES AND SALES OF SECURITIES

Account Number                                         
To: Sandgrain Securities Inc.

The undersigned hereby authorizes Angelo Perrone (whose signature appears below) as his/her agent and attorney in fact to buy, sell (including short sales) and trade in stocks, bonds, covered call writing, and any other securities relating to the same on margin or otherwise in accordance with your terms and conditions for the undersigned’s account and risk in the undersigned’s name or number on your books. The undersigned hereby agrees to indemnify and hold you harmless from and to pay you promptly on demand any and all losses arising therefrom or debit balance due thereon.

In all such purchases, sales or trades you are authorized to follow the instructions of Angelo Perrone in every respect concerning the undersigned’s account with you; and he/she is authorized to act for the undersigned and in the undersigned’s behalf in the same manner and with the same force and effect as the undersigned might or could do with respect to such purchases, sales or trades as well as with respect to all other things necessary or incidental to the furtherance or conduct of such purposes, sales or trades.

The undersigned hereby ratifies and confirms any and all transactions with you heretofore or hereafter made by the aforesaid agent or for the undersigned’s agent.

This authorization and indemnification is also a continuing one and shall remain in full force and effect until revoked by the undersigned by a written notice addressed to you and delivered to your office at 1050 Franklin Avenue, Suite 104, Garden City, NY 11530, but such revocation shall not affect any liability in any way resulting from transactions initiated prior to such revocation. This authorization and indemnification shall enure to the benefit of your present firm and of any successor firm or firms irrespective of any change or changes at any time in the personnel thereof for any cause whatsoever, and of the assigns of your present firm or any successor firm. Sandgrain Securities Inc. reserves the right to revoke this authorization at any time by providing written notice to the account owner(s) addressed and delivered to the address of record on the account.

             
Date:   10/27/04        
 
City:   New York   State:   New York
     
Signature of Authorized Agent
  Very truly yours,
 
/s/ Angelo Perrone
  /s/ Lawrence Auriana
 
   
 
  Account Owner Signature
 
/s/ Peter Grassel
  /s/ Peter Grassel
 
   
Branch Manager
  Compliance Department

 

EX-99.C 3 c03285exv99wc.htm EXHIBIT C Exhibit C

Exhibit C

POWER OF ATTORNEY

       
STATE OF NEW YORK
  )  
  ) ss.:  
COUNTY OF NEW YORK
  )  

Know all men by these presents, that I, Lawrence Auriana, c/o Mediware Information Systems, Inc., 11711 West 79th Street, Lenexa, Kansas 66214, do hereby make, constitute, and appoint Angelo Perrone, of Sandgrain Securities Inc., 1050 Franklin Avenue, Suite 300, Garden City, New York 11530, my true and lawful attorney-in-fact for me and in my name, place, and stead, and on my behalf, and for my use and benefit:

1. To file with the United States Securities and Exchange Commission (the “SEC”) through the SEC’s EDGAR system filings on Form 4 and Schedule 13D, including any amendments thereto, with respect to Mediware Information Systems, Inc.

The rights, powers, and authority of said attorney-in-fact granted in this instrument shall commence and be in full force and effect on June 28, 2010, and such rights, powers, and authority shall remain in full force and effect thereafter until I, Lawrence Auriana, give notice in writing that such power is terminated.

Dated: June 28, 2010

/s/ Lawrence Auriana                   
Lawrence Auriana

       
STATE OF NEW YORK
  )  
  ) ss.:  
COUNTY OF NEW YORK
  )  

On June 28, 2010, before me personally came Lawrence Auriana, to me known to be the person described in and who executed the foregoing instrument and acknowledged that he had executed the same.

/s/ Joel I. Frank                      
Notary Public

Joel I. Frank
Notary Public, State of New York
No. 02FR6193773
Qualified in Westchester County
Commission Expires 9/22/2012

 

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